Merge branch 'master' of https://github.com/cs0320-2021/term-project-cohwille-jmccaul3-mfoiani-rhunt2

4 files changed, 389 insertions, 0 deletions

diff --git a/data/bad.xml b/data/bad.xml
new file mode 100644
index 0000000..8f17d10
--- /dev/null
+++ b/data/bad.xml
@@ -0,0 +1,7 @@
+<periodOfReport>2021-03-31</periodOfReport>
+
+<notSubjectToSection16>0</notSubjectToSection16>
+
+<issuer>
+<issuerCik>0001517006</issuerCik>
+<issuerName>Gatos Silver, Inc.</issuer
\ No newline at end of file
diff --git a/data/xml_derivative_only_test.xml b/data/xml_derivative_only_test.xml
new file mode 100644
index 0000000..cd19564
--- /dev/null
+++ b/data/xml_derivative_only_test.xml
@@ -0,0 +1,97 @@
+<?xml version="1.0"?>
+<ownershipDocument>
+
+    <schemaVersion>X0306</schemaVersion>
+
+    <documentType>4</documentType>
+
+    <periodOfReport>2021-04-07</periodOfReport>
+
+    <issuer>
+        <issuerCik>0001005817</issuerCik>
+        <issuerName>TOMPKINS FINANCIAL CORP</issuerName>
+        <issuerTradingSymbol>TMP</issuerTradingSymbol>
+    </issuer>
+
+    <reportingOwner>
+        <reportingOwnerId>
+            <rptOwnerCik>0001463126</rptOwnerCik>
+            <rptOwnerName>Fessenden Daniel J.</rptOwnerName>
+        </reportingOwnerId>
+        <reportingOwnerAddress>
+            <rptOwnerStreet1>C/O TOMPKINS FINANCIAL CORPORATION</rptOwnerStreet1>
+            <rptOwnerStreet2>P.O. BOX 460</rptOwnerStreet2>
+            <rptOwnerCity>ITHACA</rptOwnerCity>
+            <rptOwnerState>NY</rptOwnerState>
+            <rptOwnerZipCode>14851</rptOwnerZipCode>
+            <rptOwnerStateDescription></rptOwnerStateDescription>
+        </reportingOwnerAddress>
+        <reportingOwnerRelationship>
+            <isDirector>1</isDirector>
+        </reportingOwnerRelationship>
+    </reportingOwner>
+
+    <derivativeTable>
+        <derivativeTransaction>
+            <securityTitle>
+                <value>Phantom Stock</value>
+            </securityTitle>
+            <conversionOrExercisePrice>
+                <footnoteId id="F1"/>
+            </conversionOrExercisePrice>
+            <transactionDate>
+                <value>2021-04-07</value>
+            </transactionDate>
+            <transactionCoding>
+                <transactionFormType>4</transactionFormType>
+                <transactionCode>A</transactionCode>
+                <equitySwapInvolved>0</equitySwapInvolved>
+            </transactionCoding>
+            <transactionTimeliness></transactionTimeliness>
+            <transactionAmounts>
+                <transactionShares>
+                    <value>142.275</value>
+                </transactionShares>
+                <transactionPricePerShare>
+                    <value>80.8293</value>
+                </transactionPricePerShare>
+                <transactionAcquiredDisposedCode>
+                    <value>A</value>
+                </transactionAcquiredDisposedCode>
+            </transactionAmounts>
+            <exerciseDate>
+                <footnoteId id="F1"/>
+            </exerciseDate>
+            <expirationDate>
+                <footnoteId id="F1"/>
+            </expirationDate>
+            <underlyingSecurity>
+                <underlyingSecurityTitle>
+                    <value>Common Stock</value>
+                </underlyingSecurityTitle>
+                <underlyingSecurityShares>
+                    <value>142.275</value>
+                </underlyingSecurityShares>
+            </underlyingSecurity>
+            <postTransactionAmounts>
+                <sharesOwnedFollowingTransaction>
+                    <value>4757.199</value>
+                </sharesOwnedFollowingTransaction>
+            </postTransactionAmounts>
+            <ownershipNature>
+                <directOrIndirectOwnership>
+                    <value>D</value>
+                </directOrIndirectOwnership>
+            </ownershipNature>
+        </derivativeTransaction>
+    </derivativeTable>
+
+    <footnotes>
+        <footnote id="F1">Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.</footnote>
+    </footnotes>
+
+    <ownerSignature>
+        <signatureName>/s/Daniel J. Fessenden</signatureName>
+        <signatureDate>2021-04-09</signatureDate>
+    </ownerSignature>
+</ownershipDocument>
diff --git a/data/xml_multiple_trades_test.xml b/data/xml_multiple_trades_test.xml
new file mode 100644
index 0000000..89904e6
--- /dev/null
+++ b/data/xml_multiple_trades_test.xml
@@ -0,0 +1,174 @@
+<?xml version="1.0"?>
+<ownershipDocument>
+
+    <schemaVersion>X0306</schemaVersion>
+
+    <documentType>4</documentType>
+
+    <periodOfReport>2021-03-24</periodOfReport>
+
+    <notSubjectToSection16>0</notSubjectToSection16>
+
+    <issuer>
+        <issuerCik>0000066418</issuerCik>
+        <issuerName>MEXCO ENERGY CORP</issuerName>
+        <issuerTradingSymbol>MXC</issuerTradingSymbol>
+    </issuer>
+
+    <reportingOwner>
+        <reportingOwnerId>
+            <rptOwnerCik>0001250054</rptOwnerCik>
+            <rptOwnerName>YANKO DONNA GAIL</rptOwnerName>
+        </reportingOwnerId>
+        <reportingOwnerAddress>
+            <rptOwnerStreet1>4109 DEVON DRIVE</rptOwnerStreet1>
+            <rptOwnerStreet2></rptOwnerStreet2>
+            <rptOwnerCity>EDMOND</rptOwnerCity>
+            <rptOwnerState>TX</rptOwnerState>
+            <rptOwnerZipCode>73034</rptOwnerZipCode>
+            <rptOwnerStateDescription></rptOwnerStateDescription>
+        </reportingOwnerAddress>
+        <reportingOwnerRelationship>
+            <isDirector>0</isDirector>
+            <isOfficer>1</isOfficer>
+            <isTenPercentOwner>0</isTenPercentOwner>
+            <isOther>0</isOther>
+            <officerTitle>VICE PRESIDENT</officerTitle>
+            <otherText></otherText>
+        </reportingOwnerRelationship>
+    </reportingOwner>
+
+    <nonDerivativeTable>
+        <nonDerivativeTransaction>
+            <securityTitle>
+                <value>MXC COMMON STOCK</value>
+            </securityTitle>
+            <transactionDate>
+                <value>2021-03-24</value>
+            </transactionDate>
+            <deemedExecutionDate></deemedExecutionDate>
+            <transactionCoding>
+                <transactionFormType>4</transactionFormType>
+                <transactionCode>S</transactionCode>
+                <equitySwapInvolved>0</equitySwapInvolved>
+            </transactionCoding>
+            <transactionTimeliness></transactionTimeliness>
+            <transactionAmounts>
+                <transactionShares>
+                    <value>3000</value>
+                </transactionShares>
+                <transactionPricePerShare>
+                    <value>8.20</value>
+                </transactionPricePerShare>
+                <transactionAcquiredDisposedCode>
+                    <value>D</value>
+                </transactionAcquiredDisposedCode>
+            </transactionAmounts>
+            <postTransactionAmounts>
+                <sharesOwnedFollowingTransaction>
+                    <value>7668</value>
+                </sharesOwnedFollowingTransaction>
+            </postTransactionAmounts>
+            <ownershipNature>
+                <directOrIndirectOwnership>
+                    <value>D</value>
+                </directOrIndirectOwnership>
+            </ownershipNature>
+        </nonDerivativeTransaction>
+        <nonDerivativeTransaction>
+            <securityTitle>
+                <value>MXC COMMON STOCK</value>
+            </securityTitle>
+            <transactionDate>
+                <value>2021-03-30</value>
+            </transactionDate>
+            <deemedExecutionDate></deemedExecutionDate>
+            <transactionCoding>
+                <transactionFormType>4</transactionFormType>
+                <transactionCode>S</transactionCode>
+                <equitySwapInvolved>0</equitySwapInvolved>
+            </transactionCoding>
+            <transactionTimeliness></transactionTimeliness>
+            <transactionAmounts>
+                <transactionShares>
+                    <value>3000</value>
+                </transactionShares>
+                <transactionPricePerShare>
+                    <value>8.40</value>
+                </transactionPricePerShare>
+                <transactionAcquiredDisposedCode>
+                    <value>D</value>
+                </transactionAcquiredDisposedCode>
+            </transactionAmounts>
+            <postTransactionAmounts>
+                <sharesOwnedFollowingTransaction>
+                    <value>4668</value>
+                </sharesOwnedFollowingTransaction>
+            </postTransactionAmounts>
+            <ownershipNature>
+                <directOrIndirectOwnership>
+                    <value>D</value>
+                </directOrIndirectOwnership>
+            </ownershipNature>
+        </nonDerivativeTransaction>
+        <nonDerivativeTransaction>
+            <securityTitle>
+                <value>MXC COMMON STOCK</value>
+            </securityTitle>
+            <transactionDate>
+                <value>2021-04-01</value>
+            </transactionDate>
+            <deemedExecutionDate></deemedExecutionDate>
+            <transactionCoding>
+                <transactionFormType>4</transactionFormType>
+                <transactionCode>S</transactionCode>
+                <equitySwapInvolved>0</equitySwapInvolved>
+            </transactionCoding>
+            <transactionTimeliness></transactionTimeliness>
+            <transactionAmounts>
+                <transactionShares>
+                    <value>2000</value>
+                </transactionShares>
+                <transactionPricePerShare>
+                    <value>9.00</value>
+                </transactionPricePerShare>
+                <transactionAcquiredDisposedCode>
+                    <value>D</value>
+                </transactionAcquiredDisposedCode>
+            </transactionAmounts>
+            <postTransactionAmounts>
+                <sharesOwnedFollowingTransaction>
+                    <value>2668</value>
+                </sharesOwnedFollowingTransaction>
+            </postTransactionAmounts>
+            <ownershipNature>
+                <directOrIndirectOwnership>
+                    <value>D</value>
+                </directOrIndirectOwnership>
+            </ownershipNature>
+        </nonDerivativeTransaction>
+        <nonDerivativeHolding>
+            <securityTitle>
+                <value>MXC COMMON STOCK</value>
+            </securityTitle>
+            <postTransactionAmounts>
+                <sharesOwnedFollowingTransaction>
+                    <value>944</value>
+                </sharesOwnedFollowingTransaction>
+            </postTransactionAmounts>
+            <ownershipNature>
+                <directOrIndirectOwnership>
+                    <value>I</value>
+                </directOrIndirectOwnership>
+                <natureOfOwnership>
+                    <value>OWNED BY SPOUSE</value>
+                </natureOfOwnership>
+            </ownershipNature>
+        </nonDerivativeHolding>
+    </nonDerivativeTable>
+
+    <ownerSignature>
+        <signatureName>/s/ D. Gail Yanko</signatureName>
+        <signatureDate>2021-04-05</signatureDate>
+    </ownerSignature>
+</ownershipDocument>
diff --git a/data/xml_single_trade_test.xml b/data/xml_single_trade_test.xml
new file mode 100644
index 0000000..9bd5b1b
--- /dev/null
+++ b/data/xml_single_trade_test.xml
@@ -0,0 +1,111 @@
+<?xml version="1.0"?>
+<ownershipDocument>
+
+    <schemaVersion>X0306</schemaVersion>
+
+    <documentType>4</documentType>
+
+    <periodOfReport>2021-03-31</periodOfReport>
+
+    <notSubjectToSection16>0</notSubjectToSection16>
+
+    <issuer>
+        <issuerCik>0001517006</issuerCik>
+        <issuerName>Gatos Silver, Inc.</issuerName>
+        <issuerTradingSymbol>GATO</issuerTradingSymbol>
+    </issuer>
+
+    <reportingOwner>
+        <reportingOwnerId>
+            <rptOwnerCik>0001561844</rptOwnerCik>
+            <rptOwnerName>Levental Igor</rptOwnerName>
+        </reportingOwnerId>
+        <reportingOwnerAddress>
+            <rptOwnerStreet1>C/O GATOS SILVER, INC.,</rptOwnerStreet1>
+            <rptOwnerStreet2>8400 E. CRESCENT PARKWAY, SUITE 600</rptOwnerStreet2>
+            <rptOwnerCity>GREENWOOD VILLAGE</rptOwnerCity>
+            <rptOwnerState>CO</rptOwnerState>
+            <rptOwnerZipCode>80111</rptOwnerZipCode>
+            <rptOwnerStateDescription></rptOwnerStateDescription>
+        </reportingOwnerAddress>
+        <reportingOwnerRelationship>
+            <isDirector>1</isDirector>
+            <isOfficer>0</isOfficer>
+            <isTenPercentOwner>0</isTenPercentOwner>
+            <isOther>0</isOther>
+            <officerTitle></officerTitle>
+            <otherText></otherText>
+        </reportingOwnerRelationship>
+    </reportingOwner>
+
+    <nonDerivativeTable>
+        <nonDerivativeTransaction>
+            <securityTitle>
+                <value>Common Stock</value>
+            </securityTitle>
+            <transactionDate>
+                <value>2021-03-31</value>
+            </transactionDate>
+            <deemedExecutionDate></deemedExecutionDate>
+            <transactionCoding>
+                <transactionFormType>4</transactionFormType>
+                <transactionCode>A</transactionCode>
+                <equitySwapInvolved>0</equitySwapInvolved>
+            </transactionCoding>
+            <transactionTimeliness></transactionTimeliness>
+            <transactionAmounts>
+                <transactionShares>
+                    <value>8236</value>
+                    <footnoteId id="F1"/>
+                </transactionShares>
+                <transactionPricePerShare>
+                    <value>0</value>
+                </transactionPricePerShare>
+                <transactionAcquiredDisposedCode>
+                    <value>A</value>
+                </transactionAcquiredDisposedCode>
+            </transactionAmounts>
+            <postTransactionAmounts>
+                <sharesOwnedFollowingTransaction>
+                    <value>10799</value>
+                    <footnoteId id="F2"/>
+                </sharesOwnedFollowingTransaction>
+            </postTransactionAmounts>
+            <ownershipNature>
+                <directOrIndirectOwnership>
+                    <value>D</value>
+                </directOrIndirectOwnership>
+            </ownershipNature>
+        </nonDerivativeTransaction>
+        <nonDerivativeHolding>
+            <securityTitle>
+                <value>Common Stock</value>
+            </securityTitle>
+            <postTransactionAmounts>
+                <sharesOwnedFollowingTransaction>
+                    <value>97363</value>
+                </sharesOwnedFollowingTransaction>
+            </postTransactionAmounts>
+            <ownershipNature>
+                <directOrIndirectOwnership>
+                    <value>I</value>
+                </directOrIndirectOwnership>
+                <natureOfOwnership>
+                    <value>By Levental Family Trust</value>
+                    <footnoteId id="F3"/>
+                </natureOfOwnership>
+            </ownershipNature>
+        </nonDerivativeHolding>
+    </nonDerivativeTable>
+
+    <footnotes>
+        <footnote id="F1">Consists entirely of deferred stock units (&quot;DSUs&quot;), which were fully vested on the grant date. Each DSU entitles the holder to receive one share of the Company's common stock upon departure from the Company.</footnote>
+        <footnote id="F2">Includes 10,799 DSUs, which were fully vested on the date of grant.</footnote>
+        <footnote id="F3">The reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest.</footnote>
+    </footnotes>
+
+    <ownerSignature>
+        <signatureName>/s/ Roger Johnson, Attorney-in-Fact for Igor Levental</signatureName>
+        <signatureDate>2021-04-02</signatureDate>
+    </ownerSignature>
+</ownershipDocument>